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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APP_PEND_IARCE | 2026-08-11 |
Branch Locations
13555 Bishops Ct., Ste. 255, Brookfield, WI 53005-6223 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 07/1991 | 07/2019 |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 07/1992 | 07/2019 |
| Northwestern Mutual Wealther Management Company | Milwaukee | WI | 07/2007 | 07/2019 |
| Lpl Financial | Brookfield | WI | 07/2019 | 07/2026 |
| Freedom Wealth Alliance, Llc | Brookfield | WI | 07/2019 | 07/2026 |
| Ameriprise Financial Services, Llc | Brookfield | WI | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-11-06 |
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