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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-06-04 |
Branch Locations
9915 Mira Mesa Blvd. Suite 110, San Diego, CA 92131 • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-06-01 |
Branch Locations
9915 Mira Mesa Blvd. Suite 110, San Diego, CA 92131 • United States
21800 Burbank Blvd Suite 200, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Investment | San Diego | CA | 06/2012 | Present |
FIXED INSURANCE POSITION: AGENT NATURE: INSURANCE SALES AND SERVICE INVESTMENT RELATED: YES NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/01/1982 ADDRESS: 9915 MIRA MESA BLVD., SUITE 110, SAN DIEGO CA 92131 DESCRIPTION: INSURANCE SALES AND SERVICE LIFE SETTLEMENTS POSITION: Agent/Representative NATURE: Offer Life Settlements INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/15/2016 ADDRESS: 9915 Mira Mesa Blvd., Suite 110, San Diego CA 92131 DESCRIPTION: Offer life settements to clients CENTER FOR INSURANCE RESEARCH POSITION: President NATURE: Non-profit Research INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/08/1998 ADDRESS: 145 South Main Street, Haverhill MA 01835, United States DESCRIPTION: Overseeing operationsof non-profit research institution BEHAVIORAL DIABETES INSTITUTE POSITION: Chairman of the Board NATURE: Not-for-profit institute INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2005 ADDRESS: 5230 Carroll Canyon Rd, Suite 208, San Diego CA 92121, United States DESCRIPTION: Manage budget and oversee operation for organization
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-06-30 |
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