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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-06-04
  • CA RA
    APPROVED
    Since 2012-06-04

Branch Locations

9915 Mira Mesa Blvd. Suite 110, San Diego, CA 92131 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-06-01
  • CA RA
    APPROVED
    Since 2012-06-01

Branch Locations

9915 Mira Mesa Blvd. Suite 110, San Diego, CA 92131 • United States

21800 Burbank Blvd Suite 200, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment San Diego CA 06/2012 Present
Previous Registrations
  • 1998-05-01 → 2012-06-01
    Cincinnati Analysts, Inc.
    La Jolla, CA
    Cincinnati, OH
    La Jolla, CA
Other Businesses

FIXED INSURANCE POSITION: AGENT NATURE: INSURANCE SALES AND SERVICE INVESTMENT RELATED: YES NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/01/1982 ADDRESS: 9915 MIRA MESA BLVD., SUITE 110, SAN DIEGO CA 92131 DESCRIPTION: INSURANCE SALES AND SERVICE LIFE SETTLEMENTS POSITION: Agent/Representative NATURE: Offer Life Settlements INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/15/2016 ADDRESS: 9915 Mira Mesa Blvd., Suite 110, San Diego CA 92131 DESCRIPTION: Offer life settements to clients CENTER FOR INSURANCE RESEARCH POSITION: President NATURE: Non-profit Research INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/08/1998 ADDRESS: 145 South Main Street, Haverhill MA 01835, United States DESCRIPTION: Overseeing operationsof non-profit research institution BEHAVIORAL DIABETES INSTITUTE POSITION: Chairman of the Board NATURE: Not-for-profit institute INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2005 ADDRESS: 5230 Carroll Canyon Rd, Suite 208, San Diego CA 92121, United States DESCRIPTION: Manage budget and oversee operation for organization

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-06-30
  • S63 Uniform Securities Agent State Law Examination
    1983-06-30
Designations

View on SEC IAPD

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