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Jacqueline Prue

Seacrest Wealth Management, LLC

Purchase, NY

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Current Employers
Seacrest Wealth Management, Llc

3000 Westchester Avenue Suite 206, Purchase, NY 10577 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-07
  • NY RA
    APPROVED
    Since 2024-02-07

Branch Locations

3000 Westchester Avenue Suite 206, Purchase, NY 10577 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Seacrest Wealth Management, Llc Purchase NY 06/2015 Present
Previous Registrations
  • 2012-11-09 → 2013-08-06
    Clark Dodge & Co., Inc.
    White Plains, NY
    White Plains, NY
  • 2008-12-15 → 2012-04-11
    Invest Financial Corporation
    New Rochelle, NY
    Appleton, WI
  • 2002-09-19 → 2004-07-23
    Ubs Financial Services Inc.
    New York, NY
Other Businesses

TRUSTEE FOR THE FINANCIAL AFFAIRS OF MY BROTHER, SPENCER HARRIS PRUE. NOT INVESTMENT RELATED. START 1998. 2 HPM. PAY BILLS. NO COMPENSATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-05
S63 Uniform Securities Agent State Law Examination 1983-04-20
  • S65 Uniform Investment Adviser Law Examination
    2024-02-05
  • S63 Uniform Securities Agent State Law Examination
    1983-04-20
Other Names
  • Jacqueline Prue Smith
  • Jacquie Smith
  • Jacqueline Prue
  • Jacqueline Smith

View on SEC IAPD

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Other Investors

JOSHUA BERNARD SANDBULTE
ERIC ALAN BICKLER
RYAN VINCENT HETZER
SIOBHAN BRADY
Anthony Joseph DiPerri
Michael Patrick Zazuri
DYLAN William WYNNE
ROB ANTONY SABEL

Other Offices

GREENHAVEN ASSOCIATES INC · PURCHASE, NY
UBS FINANCIAL SERVICES INC. · Purchase, NY
NOW ASSET MANAGEMENT LLC · PURCHASE, NY
OTR GLOBAL LLC · PURCHASE, NY
JANNEY MONTGOMERY SCOTT LLC · PURCHASE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PURCHASE, NY
GREYWOLF CAPITAL MANAGEMENT LP · PURCHASE, NY
OLSTEIN CAPITAL MANAGEMENT, L.P. · PURCHASE, NY

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