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1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-02 |
Branch Locations
1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | Boca Raton | FL | 01/2014 | 10/2024 |
| B. Riley Wealth Management | Boca Raton | FL | 07/2022 | 10/2024 |
| Kestra Investment Services Llc | Boca Raton | FL | 10/2024 | 03/2025 |
| Kestra Advisory Services Llc | Boca Raton | FL | 10/2024 | 03/2025 |
| Newbridge Securities Corporation | Boca Raton | FL | 03/2025 | Present |
| Newbridge Financial Services Group | Boca Raton | FL | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-05-09 |
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