Best Investors
Account
Sign in
Best Investors
Account
Sign in
Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-12-14 |
| NY | RA | APPROVED | 2021-08-06 |
| CT | RA | APPROVED | 2019-02-04 |
| TX | RA | APPROVED | 2019-02-01 |
Branch Locations
1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States
Palm Beach, FL • United States
Greenwich, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P Morgan Securities Inc. | New York | NY | 02/2010 | 02/2019 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 10/2010 | 02/2019 |
| Rbc Capital Markets, Llc. | New York | NY | 02/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-19 |
Reach out to this advisor