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Current Employers
Etf Model Solutions, Llc

W6272 Communication Court, Appleton, WI 54914-8531 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-12-08
TX RA APPROVED 2018-05-11
WI RA APPROVED 2013-11-19
  • SC RA
    APPROVED
    Since 2021-12-08
  • TX RA
    APPROVED
    Since 2018-05-11
  • WI RA
    APPROVED
    Since 2013-11-19

Branch Locations

W6272 Communication Court, Appleton, WI 54914-8531 • United States

Endowment Wealth Management, Inc.

W6272 Communication Court, Appleton, WI 54914-8531 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-07-19
IL RA APPROVED 2018-02-27
TX RA APPROVED_RES 2013-05-22
WI RA APPROVED 2013-03-13
  • SC RA
    APPROVED
    Since 2021-07-19
  • IL RA
    APPROVED
    Since 2018-02-27
  • TX RA
    APPROVED_RES
    Since 2013-05-22
  • WI RA
    APPROVED
    Since 2013-03-13

Branch Locations

W6272 Communication Court, Appleton, WI 54914-8531 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Endowment Wealth Management, Inc. Appleton WI 02/2013 Present
Etf Model Solutions, Llc Appleton WI 05/2013 Present
Global Alternative Investment Management Llc Appleton WI 06/2021 Present
Previous Registrations
Other Businesses

02/2013 - PRESENT: ENDOWMENT WEALTH MANAGEMENT, INC. ("EWM"). EWM IS AN INVESTMENT-RELATED BUSINESS. EWM IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. EWM IS A SEC-REGISTERED INVESTMENT ADVISER. EWM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH ETF MODEL SOLUTIONS, LLC ("ETFMS"). MR. RIEDL'S TITLE AT EWM IS DIRECTOR OF WEALTH MANAGEMENT. MR. RIEDL IS A SHAREHOLDER, BOARD MEMBER, PRESIDENT, DIRECTOR OF WEALTH MANAGEMENT, CHIEF COMPLIANCE OFFICER, MEMBER OF THE INVESTMENT COMMITTEE AND INVESTMENT ADVISER REPRESENTIVE FOR EWM. MR. RIEDL DEVOTES APPROXIMATELY 170 HOURS PER MONTH TO EWM, ABOUT 110 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. RIEDL CONDUCTS MANAGEMENT, WEALTH MANAGEMENT, FINANCIAL PLANNING, ADVISORY, AND COMPLIANCE SUPERVISORY ACTIVITIES IN HIS ROLE AT EWM. 05/2013 - PRESENT: ETF MODEL SOLUTIONS LLC ("ETFMS"). ETFMS IS AN INVESTMENT-RELATED BUSINESS. ETFMS IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. ETFMS IS A SEC-REGISTERED INVESTMENT ADVISER. ETFMS IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM. MR. RIEDL'S TITLE AT ETF MODEL SOLUTIONS IS CHIEF FINANCIAL OFFICER. MR. RIEDL IS A MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, INVESTMENT COMMITTEE MEMBER AND INVESTMENT ADVISER REPRESENTATIVE FOR ETFMS. MR. RIEDL DEVOTES APPROXIMATELY 10 HOURS PER MONTH TO HIS ROLE WITH ETFMS, ABOUT HALF OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. RIEDL CONDUCTS MANAGEMENT, INVESTMENT ADVISORY AND COMPLIANCE SUPERVISORY ACTIVITIES IN HIS ROLE AT ETFMS. 06/2021 - PRESENT: GLOBAL ALTERNATIVE INVESTMENT MANAGEMENT LLC. ("GAIM"). GAIM IS AN INVESTMENT-RELATED BUSINESS. GAIM IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. GAIM IS A PRIVATE FUND MANAGER THAT RELIES ON THE INVESTMENT ADVISER REGISTRATION OF EWM. GAIM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM. MR. RIEDL'S TITLE WITH GAIM IS CHIEF FINANCIAL OFFICER. MR. REIDL IS A MANAGING MEMBER, MEMBER OF THE INVESTMENT COMMITTEE AND CHIEF FINANCIAL OFFICER AT GAIM. MR. RIEDL DEVOTES APPROXIMATELY 50 HRS PER MONTH TO GAIM, ABOUT 15 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. RIEDL CONDUCTS MANAGEMENT, INVESTMENT, AND SUPERVISORY COMPLIANCE ACTIVITIES IN HIS ROLE AT GAIM.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-19
  • S65 Uniform Investment Adviser Law Examination
    2003-05-19
Designations

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