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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
200 Liberty Street 3Rd Fl, New York, NY 10281 • United States
233 South Wacker Drive Suite 1800, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-04-27 |
Branch Locations
200 Liberty Street 6Th Floor, New York, NY 10281 • UNITED STATES
200 Liberty Street 6Th Floor, New York, NY 10281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Willis Securities Inc. | New York | NY | 06/2009 | 12/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Willis Towers Watson | New York | NY | 01/2016 | Present |
| Willis Towers Watson Securities, Llc | New York | NY | 11/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
WILLIS TOWERS WATSON NORTHEAST, INC., INSURANCE SALES, 200 LIBERTY ST NY, NY 10281, INVESTMENT RELATED, START 01/2016, SENIOR VP, INSURANCE SALES, 30 HRS/WK, MOST OF THESE DURING THE FIRM'S NORMAL BUSINESS HOURS.; SNT ASSOCIATES, OCCUPATIONAL THERAPY, ROSLYN, NY, NOT INVESTMENT RELATED, VP, START 03/2012, 2HRS/WK (NON TRADING HOURS).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-07-06 |
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