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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-02-13
TX RA APPROVED_RES 2013-02-04
NJ RA APPROVED 2008-09-26
  • FL RA
    APPROVED
    Since 2023-02-13
  • TX RA
    APPROVED_RES
    Since 2013-02-04
  • NJ RA
    APPROVED
    Since 2008-09-26

Branch Locations

140 Broad Street Suite 100, Red Bank, NJ 07701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Red Bank NJ 09/2008 Present
Previous Registrations
Other Businesses

1) Name of Business: Manasquan River Golf Club./ Address: 843 Riverview DriveBrielle New Jersey United States./ Investment Related: No./ Nature: Golf and dining club../ Role: Officer./ Duty: Vice President. Board member. Review club operations with President, Secretary, Treasurer and other Board Member Chair positions as needed./ Start Date: 1/15/2024./ Time Related: No.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-02
S63 Uniform Securities Agent State Law Examination 1983-04-13
  • S66 Uniform Combined State Law Examination
    2002-07-02
  • S63 Uniform Securities Agent State Law Examination
    1983-04-13
Other Names
  • Albert Delmaestro

View on SEC IAPD

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