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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-30 |
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED | 2018-09-17 |
| PA | RA | APPROVED | 2016-02-26 |
| NJ | RA | APPROVED | 2009-07-14 |
Branch Locations
C-Centre@Raritan 1124 Route 202 S Suite B-14, Raritan, NJ 08869 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huntington-Paschon Assoc | Scotch Plains | NJ | 09/1978 | Present |
| Park Avenue Securities Llc | Raritan | NJ | 05/1999 | Present |
| Guardian Life Insurance | Holmdel | NJ | 10/2019 | 04/2021 |
| Park Avenue Securities | Holmdel | NJ | 10/2019 | 04/2021 |
| Guardian Life Insurance Company | Raritan | NJ | 05/1999 | Present |
1. ADH 1124 LLC-Partner in ADH 1124 LLC, which owns property that I conduct my business from, Start: 11/30/2006, Address: 1124 Rt 202 South, B14, Raritan, NJ, 08869, Hrs per month - Tot/Bus: 10/2, Investment related, 2. Group Concepts -If guardian product is unavailable or not appropriate for my client i may go to other carriers, Start: 09/01/1978, Address: 1124 RT 202 South B-14, Raritan NJ 08869, 50 total hours per month; 40 during securities trading hours, Investment related, More than 10% annual compensation, 3. Foundation of the Rotary Club of Somerville and Bridgewater-President of Foundation, conduct board meetings to discuss fund raising activities, decide on worthy community causes to contribute to and report on our investment accounts , Start: 07/01/2018, Address: PO Box 16 Somerville NJ 08876, Hrs per month - tot/bus: 3/2, Not investment related, 4) Executor, Power of Attorney, Health Advocate-spouse, Start: 10/01/2023, Address: 18 Fleming Ct Long Valley NJ 07853, 0 total hours per month, Not investment related, No annual compensation, 5) Executor and Trustee for Estate of Elizabeth Roberts ( my Aunt), Start: 11/14/2024, Address: 18 Fleming Ct Long Valley NJ 07853, 20 total hours per month, Not investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-12-30 |
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