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Current Employers
Private Client Services, Llc

2225 Lexington Road, Louisville, KY 40206 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2010-05-03
  • NJ RA
    APPROVED
    Since 2010-05-03

Branch Locations

1124 Route 202 South Unit A6, Raritan, NJ 08869 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Client Services Llc Louisville KY 05/2010 Present
Previous Registrations
  • 2008-02-15 → 2010-05-06
    Woodbury Financial Services, Inc.
    Raritan, NJ
  • 2007-07-24 → 2008-02-25
    1717 Capital Management Company
    Cranford, NJ
    Cranford, NJ
Other Businesses

LICENSED WITH VARIOUS INSURANCE CARRIERS FOR NON SECURITIES BASED INSURANCE SALES. HUNTERDON UNITED, 1445 RTE 31 SOUTH, ANNANDALE, NJ 08801. NON SECURITIES RELATED. COACH YOUTH BASKETBALL 2 PRACTICES PER WEEK, HEAD COACH. START OF 4/1/2012 THROUGH 10/31. 10 HOURS PER MONTH, 0 HOURS DURING TRADING HOURS. IMMACULATA HIGH SCHOOL, 240 MOUNTAIN AVE, SOMERVILLE, NJ, 08876. NON SECURITIES RELATED. COACH AND OVERSEE GIRLS BASKETBALL PROGRAM. PRACTICE AND GAMES ARE AFTER HOURS. HEAD COACH, START DATE 7/31/2011. 40 HOURS PER MONTH FROM 11/15 - 3/15. ESTIMATED ANNUAL EARNINGS OF $3000. ASSURITY LIFE INSURANCE COMPANY. TERM AND UNIVERSAL LIFE. START DATE 10/1/2012. 3 HOURS PER MONTH, $400 ESTIMATED ANNUAL EARNINGS. ZENITH MARKETING 303 W MAIN ST SUITE 200 FREEHOLD, NJ 07728. NONE SECURITIES RELATED, FIXED INSURANCE SALES THROUGH VARIOUS COMPANIES. START DATE 7/1/2006, 80 HOURS PER MONTH, 80 HOURS DURING TRADING HOURS, ESTIMATED ANN EARNINGS: $25,000. BENEFIT MALL, BROKER SELLING HEALTH INSURANCE, 354 EISENHOWER PARKWAY, LIVINGSTON, NJ 07039, NON-INVESTMENT RELATED. 80 HRS PER MONTH, 80 HRS DURING TRADING HRS, EST ANNUAL EARNINGS $7,500. PROFESSIONAL GROUP PLANS, BROKER SELLING HEALTH INSURANCE, 100 WALNUT AVE, SUITE 504, CLARK, NJ 07066. NON-INVESTMENT RELATED.80 HRS PER MONTH, 80 HRS DURING TRADING HRS, EST ANNUAL EARNINGS $20,000. WALSH BENEFITS, BROKER SELLING HEALTH INSURANCE, 1150 RARITAN RD, SUITE 207, GRANFORD, NJ 07016. NON-INVESTMENT RELATED. 40 HRS PER MONTH, 40 HRS DURING TRADING HRS, EST ANNUAL EARNINGS $3,600. REMARKABLE FOODS, INC. 42 JACKSON DRIVE, CRANFORD, NJ 07016. REMARKABLE FOODS, INC IS A FOOD TECHNOLOGY COMPANY FOCUSED ON TRANSFORMING THE IN-HOME AND REMOTE DINING EXPERIENCE. WORK WITH NEWLY HIRED EMPLOYEES AND ADVISE THEM ON THEIR OPTIONS FOR INDIVIDUAL HEALTH INSURANCE COVERAGE THROUGH AN ICHRA ARRANGEMENT. 65 HOURS/MO; 65 DURING TRADING HOURS. JUNIOR PIONEERS LACROSSE. BRANCHBURG, NJ 08876. BRANCHBURG/SOMERVILLE TOWNSHIP YOUTH LACROSSE PROGRAM. TREASURER-HELP OVERSEE FINANCIALS FOR THE CLUB. REGISTRATIONS, REFUNDS, PAYMENTS (VENDORS, FACILITIES, OFFICIALS, ETC) 2 HRS/MO; 0 DURING TRADING HRS. Client 2 Vendor. 30 Lafayette Ave, Ste #1043, Morristown, NJ 07960. Referral service from realtor platform. We pay a fee for access to a referral portal. 1 hr/mo; 1 during trading hrs. Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-05
S63 Uniform Securities Agent State Law Examination 2006-12-21
  • S65 Uniform Investment Adviser Law Examination
    2007-06-05
  • S63 Uniform Securities Agent State Law Examination
    2006-12-21
Other Names
  • Mike Robert Dugan
  • Michael Robert Dugan

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