Ke Minh Dao

Current Employers

Employment History

• 11/2011 → 09/2019
  Triad Advisors, Inc
  Norcross, GA
• 09/2019 → Present
  Arkadios Capital (Dba Rivertan Financial Group, Llc)
  Atlanta, GA
• 09/2019 → Present
  Arkadios Wealth Advisors (Dba Rivertan Financial Group, Llc)
  Atlanta, GA

Previous Registrations

• 2011-11-16 → 2019-09-16
  Triad Advisors Llc
  Atlanta, GA
  Raritan, NJ
• 2007-11-29 → 2011-11-29
  Kestra Investment Services, Llc
  Lincroft, NJ
  Austin, TX
• 2002-09-17 → 2002-10-11
  Ameriprise Financial Services, Llc
  Princeton, NJ

Other Businesses

1)Rivertan Financial Group,LLC;investment related;575 Route 28,Suite 201,Raritan,NJ 08869;investment advisory & insurance planning;president;11/16/2011;40 hrs/month;6.5 hrs during trading;prospect for clients,open,close,and review appointments 2)Rivertan Risk Management,LLC;not investment related;575 Route 28,Suite 201,Raritan,NJ 08869;insurance planning & group benefits;producer/president;7/1/2015;15 hrs/month;6.5 hrs during trading;prospect for clients,open,close and review appointments

Exams

• S66 Uniform Combined State Law Examination
  2002-09-16