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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-04
NJ RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2017-05-04
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

30 Two Bridges Road Suite 320, Fairfield, NJ 07004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Fairfield NJ 01/2015 Present
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Fairfield NJ 03/2017 Present
  • 01/2015 → Present
    Metlife Securities Inc.
    Fairfield, NJ
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Fairfield, NJ
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Fairfield, NJ
    Wall Township, NJ
  • 2002-06-21 → 2015-01-02
    New England Securities
    Fairfield, NJ
    Fairfield, NJ
Other Businesses

1) Name: James J. Figurelli Irrevocable Family Trust Inv rel: Y Add: 30 Two Bridge Road Suite 320 Fairfield NJ 07004 Nature: Irrevocable Life Insurance Trust Position: Trustee Start date: 2007 No. HR/MO: .5 No. HR/MO during sec trading: 0 Describe duties: Administrative 2) Name: Medallion Irrevocable Business Trust Inv rel: Y Add: 30 Two Bridge Road Suite 320 Fairfield NJ 07004 Nature: Irrevocable Business Insurance Trust Position: Trustee Start date: 2017 No. HR/MO: .5 No. HR/MO during sec trading: 0 Describe duties: Administrative 3) Name: James J. Figurelli & Manuella Figurelli Grandchildren Irrevocable Trust Inv rel: Y Add: 30 Two Bridge Road Suite 320 Fairfield NJ 07004 Nature: Irrevocable Life Insurance Trust Position: Trustee Start date: 2001 No. HR/MO: .5 No. HR/MO during sec trading: 0 Describe duties: Administrative 4) Name: James J. Figurelli & Manuella Figurelli Irrevocable Life Insurance Trust Inv rel: Y Add: 30 Two Bridge Road Suite 320 Fairfield NJ 07004 Nature: Irrevocable Life Insurance Trust Position: Trustee Start date: No. HR/MO: .5 No. HR/MO during sec trading: 0 Describe duties: Administrative 5)NAME: Creative Financial Strategies INV REL: Y ADD:30 Two Bridges Road, Suite 320, Fairfield, NJ 07004 NATURE: Ind Life/Health, Group Life/Health POSITION: Agent START DATE: 1982 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 0 6) NAME: The Village School INV REL: N ADD: 100 W Prospect St, Waldwick, NJ 07463 NATURE: Education/Private Montessori school that operates as 501C3 POSITION: Board Member START DATE: 2003 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-10-24
  • S63 Uniform Securities Agent State Law Examination
    1984-10-24
Designations
Other Names
  • Jr Ronald Howard Carr

View on SEC IAPD

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