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Connie Cross Guelich

Guelich Capital Management, LLC

Roanoke, VA

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Current Employers
Guelich Capital Management, Llc

1401 Franklin Road, Sw, Roanoke, VA 24016 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-10-17
VA RA APPROVED 2006-06-30
  • NC RA
    APPROVED
    Since 2023-10-17
  • VA RA
    APPROVED
    Since 2006-06-30

Branch Locations

1401 Franklin Road Sw, Roanoke, VA 24016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guelich Capital Management, Llc Roanoke VA 04/2006 Present
Oberlin Financial Corp Bryan OH 02/2003 Present
Previous Registrations
  • 2003-02-17 → 2006-06-30
    Nrp Financial, Inc.
    Bryan, OH
    Roanoke, VA
    Roanoke, VA
  • 1999-03-26 → 2003-03-03
    Continental Capital Investment Services, Inc.
    Roanoke, VA
Other Businesses

FIXED INSURANCE AND FIXED ANNUITIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-15
S63 Uniform Securities Agent State Law Examination 1984-07-30
  • S65 Uniform Investment Adviser Law Examination
    1998-06-15
  • S63 Uniform Securities Agent State Law Examination
    1984-07-30
Designations
Other Names
  • Connie Jean Guelich

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Roanoke, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
LPL FINANCIAL LLC · ROANOKE, VA
HORNOR, TOWNSEND & KENT, LLC · ROANOKE, VA

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