Thomas Stephen Walls

Employer firm

Lombard Advisers Incorporated CRD 108231

$670M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1981 → Present
  Mutual Of New York
  Warrington, PA
• 05/1982 → Present
  North American Life Assurance Co
  Phila, PA
• 12/1999 → Present
  Lombard Securities Incorporated
  Plymouth Meeting, PA
• 02/2000 → Present
  Lombard Advisers Incorporated
  Plymouth Meeting, PA

Other Businesses

1. Thomas Walls & Associates (used for Tax Purposes) 2. Passive rental income from apartment unit. Airbnb short term rental. Began in October 2023.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-27
• S63 Uniform Securities Agent State Law Examination
  1983-06-09

Other Names

• Thomas Stephan Walls
• Thomas Steven Walls