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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-04-02 |
| IL | RA | APPROVED | 2018-06-20 |
| TX | RA | APPROVED | 2018-06-20 |
Branch Locations
2 W Northwest Hwy, Arlington Heights, IL 60004 • United States
Pompano Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 06/2018 |
| Lpl Financial Llc | Arlington Heights | IL | 06/2018 | Present |
1) 6/20/18- Non-Variable Insurance- Agent for Life, Health, Disability, fixed annuities, and LTC- Inv. Related- Arlington Height, IL- start date 7/24/1982- 5% 2) 6/20/18- PLATANIA FINANCIAL, INC. - DBA for LPL Business (entity for LPL business)- INV. RELATED - Arlington Heights, IL -start date 1/1/1994- 100% 3)12/15/2022 - E 4 Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker - Start Date - 11/30/2022 - 2 Hours Per Month/1 Hours During Securities Trading 4)3/9/2023 - The National Judicial College - Not Investment Related - Reno, NV 89557 - Other - Adjunct College Faculty Member - Adjunct faculty member to with The National Judicial College - Start Date - 02/20/2023 - 2 Hours Per Month/1 Hours During Securities Trading 5) 08/01/2025 - 812 Briny LLC - Real Estate Rental - Inv rel - Pompano Beach, FL - Start date: 09/01/2025 - 1 Hours Per Month/0 Hours During Securities Trading 6) 08/01/2025 - 151 Wing LLC - Real Estate Rental - Inv rel - Arlington Heights IL - Start date: 08/01/2025 - 1 Hours Per Month/0 Hours During Securities Trading 7) 08/01/2025 - 2 W. Northwest Highway LLC - Real Estate Rental - At reported business location(s) - Inv Rel - Start date: 08/01/2025 - 1 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-11-04 |
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