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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-04-02
IL RA APPROVED 2018-06-20
TX RA APPROVED 2018-06-20
  • FL RA
    APPROVED
    Since 2019-04-02
  • IL RA
    APPROVED
    Since 2018-06-20
  • TX RA
    APPROVED
    Since 2018-06-20

Branch Locations

2 W Northwest Hwy, Arlington Heights, IL 60004 • United States

Pompano Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 06/2018
Lpl Financial Llc Arlington Heights IL 06/2018 Present
  • 01/2013 → 06/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2018 → Present
    Arlington Heights, IL
Previous Registrations
  • 1998-02-01 → 2018-06-21
    Cetera Wealth Services, Llc
    Mt Prospect, IL
    Crystal Lake, IL
    Arlington Heights, IL
    Arlington Heights, IL
Other Businesses

1) 6/20/18- Non-Variable Insurance- Agent for Life, Health, Disability, fixed annuities, and LTC- Inv. Related- Arlington Height, IL- start date 7/24/1982- 5% 2) 6/20/18- PLATANIA FINANCIAL, INC. - DBA for LPL Business (entity for LPL business)- INV. RELATED - Arlington Heights, IL -start date 1/1/1994- 100% 3)12/15/2022 - E 4 Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker - Start Date - 11/30/2022 - 2 Hours Per Month/1 Hours During Securities Trading 4)3/9/2023 - The National Judicial College - Not Investment Related - Reno, NV 89557 - Other - Adjunct College Faculty Member - Adjunct faculty member to with The National Judicial College - Start Date - 02/20/2023 - 2 Hours Per Month/1 Hours During Securities Trading 5) 08/01/2025 - 812 Briny LLC - Real Estate Rental - Inv rel - Pompano Beach, FL - Start date: 09/01/2025 - 1 Hours Per Month/0 Hours During Securities Trading 6) 08/01/2025 - 151 Wing LLC - Real Estate Rental - Inv rel - Arlington Heights IL - Start date: 08/01/2025 - 1 Hours Per Month/0 Hours During Securities Trading 7) 08/01/2025 - 2 W. Northwest Highway LLC - Real Estate Rental - At reported business location(s) - Inv Rel - Start date: 08/01/2025 - 1 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-11-04
  • S63 Uniform Securities Agent State Law Examination
    1986-11-04
Designations

View on SEC IAPD

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