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James Patrick Horgan

Janney Montgomery Scott LLC

New York, NY

Purchase, NY

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-30
NY RA APPROVED 2024-07-29
TX RA APPROVED 2024-07-29
  • NJ RA
    APPROVED
    Since 2024-07-30
  • NY RA
    APPROVED
    Since 2024-07-29
  • TX RA
    APPROVED
    Since 2024-07-29

Branch Locations

1166 Avenue Of The Americas 21St Floor, New York, NY 10036 • United States

One Manhattanville Road Suite 402, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Purchase NY 03/2010 03/2024
Janney Montgomery Scott Llc Purchase NY 07/2024 09/2025
Unemployed Short Hill NJ 03/2024 07/2024
Janney Montgomery Scott Llc Purchase NY 09/2025 Present
Previous Registrations
  • 2010-05-01 → 2024-04-05
    Morgan Stanley
    Purchase, NY
    Mount Kisco, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-24
S63 Uniform Securities Agent State Law Examination 1985-11-07
  • S65 Uniform Investment Adviser Law Examination
    2012-09-24
  • S63 Uniform Securities Agent State Law Examination
    1985-11-07

View on SEC IAPD

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