Best Investors
Account
Sign in
Best Investors
Account
Sign in
Stifel Capital Management, LLC CRD 328365
$4.20B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1095 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-01 |
Branch Locations
1095 Avenue Of The Americas, New York, NY 10036 • United States
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-01-12 |
| NY | RA | APPROVED | 2021-05-26 |
| PA | RA | APPROVED | 2015-12-04 |
| TX | RA | APPROVED | 2015-12-04 |
Branch Locations
1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 12/2015 | Present |
| Stifel Capital Management, Llc (328365) | New York | NY | 10/2023 | Present |
1. Avsot Inc.; 18 Cedar Hill Lane Pound Ridge NY 10576; This is his wife's Publilc Relations consulting business; Co-owner; Booka & Records & Taxes; affiliation started 02/22/1995; 2 hours per month; not during securities trading hours; not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1983-05-17 |
Reach out to this advisor