Sylvester Thomas

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 05/2018
  Minnesota Life Insurance Company
  St Paul, MN
• 01/2015 → 05/2018
  Securian Financial Services, Inc
  St Paul, MN
• 01/2015 → 12/2016
  Pioneer Wealth Advisors
  Springfield, MA
• 01/2015 → 05/2018
  Pioneer Financial Group
  Longmeadow, MA
• 06/2018 → 06/2019
  Foresters Financial Services
  Edina, MN
• 09/2013 → Present
  Sylvester & Tanya Thoma's Rental Property
  Fleming Island, FL
• 06/2019 → Present
  Cetera Investment Services Llc
  Edina, MN
• 06/2019 → Present
  Cetera Investment Advisers Llc
  Edina, MN

Previous Registrations

• 2018-06-29 → 2019-06-25
  Foresters Advisory Services, Llc
  Edina, MN
• 2015-01-12 → 2018-05-25
  Securian Financial Services, Inc.
  Longmeadow, MA
  Warwick, RI
• 2013-07-24 → 2014-12-16
  Eagle Strategies Llc
  Jacksonville, FL
• 2001-07-13 → 2012-02-03
  Pruco Securities, Llc.
  Jacksonville, FL
  Jacksonville, FL
  Middlebury, CT

Other Businesses

1)RENTAL PROPERTY

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-08-24
• S65 Uniform Investment Adviser Law Examination
  2001-05-08

Other Names

• Sylvester Thomas
• Sylvester (Jr) Thomas
• Sylvester Thomas
• Sylvester Thomas
• Sylvester Thomas