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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Pasadena | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
UNIVERSITY OF PHOENIX, INSTRUCTOR NOT INVESTMENT RELATED. FROM 7/2003. CENTER FOR PROFESSIONAL DEVELOPMENT. 12 HOURS/MONTH, NET ONLY 30 HOURS A YEAR, NOT DURING SECURITIES TRADING HOURS. UNIVERSITY OF PHOENIX 10540 TALBERT AVE WEST TOWER FOUNTAIN VALLEY, CA 92708. *478306- Trust; Investment related -Yes; Altadena, California; Trust; Successor Co-Trustee; 02/2027; During business hours: 1; After business hours: 1; * 478319 - Trust; Investment related Yes; Pasadena, California; Trust; Trustee/Co-Trustee; 08/2026; During business hours: 1; After business hours: 1;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-06 |
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