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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-05-15
FL RA APPROVED 2025-05-09
NH RA APPROVED 2025-01-24
  • MA RA
    APPROVED
    Since 2025-05-15
  • FL RA
    APPROVED
    Since 2025-05-09
  • NH RA
    APPROVED
    Since 2025-01-24

Branch Locations

116 South River Road Building D, Suite 5, Bedford, NH 03110 • United States

Bridgewater, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Nashua NH 11/1998 10/2023
Agia Houston TX 12/2022 10/2023
Lincoln Financial Advisors Seabrook NH 10/2023 01/2025
Osaic Wealth, Inc. Seabrook NH 01/2025 Present
  • 11/1998 → 10/2023
    Valic Financial Advisors
    Nashua, NH
  • 12/2022 → 10/2023
    Agia
    Houston, TX
  • 10/2023 → 01/2025
    Lincoln Financial Advisors
    Seabrook, NH
  • 01/2025 → Present
    Seabrook, NH
Previous Registrations
  • 2023-10-30 → 2025-01-24
    Osaic Fa, Inc.
    Seabrook, NH
    Seabrook, NH
    Hartford, CT
  • 2003-07-18 → 2023-11-15
    Burlington, MA
    Waltham, MA
    Nashua, NH
Other Businesses

1. DBA BRAYSHAW FINANCIAL LLC POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/08/2026 ADDRESS: 116 S. River St Rd, Bld D, Suite #5, Bedford NH 03110, United States DESCRIPTION: Fixed Annuity sales, Fixed Life Insurance and Long Term Care.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-16
S63 Uniform Securities Agent State Law Examination 1989-02-14
  • S65 Uniform Investment Adviser Law Examination
    2003-07-16
  • S63 Uniform Securities Agent State Law Examination
    1989-02-14

View on SEC IAPD

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