Richard Edward Dworsky

Current Employers

Employment History

• 01/2015 → 07/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 07/2020 → Present
  Stifel Nicolaus & Co Inc
  Chapel Hill, NC
• 01/2015 → 07/2020
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2009-06-01 → 2020-07-23
  Morgan Stanley
  Chapel Hill, NC
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Raleigh, NC
  Chapel Hill, NC
• 2007-03-01 → 2007-04-02
  Morgan Stanley Dw Inc.
  Raleigh, NC
• 2003-07-01 → 2007-03-01
  Wells Fargo Clearing Services, Llc
  Chapel Hill, NC
  Durham, NC
• 2001-01-02 → 2003-07-01
  Prudential Equity Group, Llc
  Durham, NC

Other Businesses

1. Autumn Glen; PO Box 1058, Sparta, NC 28675; Own land; 09/01/2006; 1 Hour per Year; Not During Securities Trading Hours; Investment-Related. 2. Boat Rental; PO Box 3476, Chapel Hill, NC 27515; Own a boat in a club; Partner; 07/23/2020; 1 Hour per Year; Not During Securities Trading Hours; Not Investment-Related. 3. B&D Investments LLC; 502 N Channel Dr, Wrightsville Beach, NC 28480; Rental Property; Partner; Bookkeeping; 05/06/2005; 2 Hours per Month; Not During Securities Trading Hours; Investment-Related. 4. Dworsky Cypress LLC; 8601 Cypress Lakes Dr Apt A-407, Raleigh, NC 27615; Own a condo for mother; Rental; Bookkeeping; 10/01/2008; 3 Hours per Year; Not During Securities Trading Hours; Investment-Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-12-14
• S63 Uniform Securities Agent State Law Examination
  1983-04-15

Other Names

• Richard E Dworsky