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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-07-28 |
| NJ | RA | APPROVED | 2020-02-12 |
| TX | RA | APPROVED | 2018-09-24 |
| CT | RA | APPROVED | 2018-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 09/2018 | Present |
| Ubs Financial Services Inc | Newport Beach | CA | 03/2016 | 09/2018 |
I*7039For profit or not for profit: Name of outside business organization: Jannel BuckleyInvestment related: Address of business:Aliso Viejo, California 92656Nature of business: ,Position, title, association: , Start date of relationship: 10/1/2018Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0Duties:I*2023266, Entity Type, Entity Governmental, Name of OBA: Town of Wake Forest Planning Board, Address: Wake Forest, NC, 27587, Investment Related: No, Position, Title, Association: Committee (Planning Board), Employee Start Date: 12/10/2024, No Hours: 3hrs/Mo, No Hours during trading: 0, Duties: The purpose of the Planning Board is to perform studies and surveys of the present conditions and probable future development of the town and its environs, including but not limited to, studies and surveys of land use, population, traffic, parking, annexation, expansion of extraterritorial jurisdiction, etc. The Planning Board must also formulate recommendations to the Board of Commissioners on petitions related to zoning amendments, special use permits and major site/subdivision master plans. I*3061270 Entity Type: For Profit Name of OBA:N.W.W. LLC Address:Wake Forest North Carolina Investment Related:No Position, Title, Association:General Partner/Managing Member Start Date:10/20/2025 No Hours: 0 Monthly No Hours during trading:0 Monthly Duties:Rental Property Income Collect Rental Monthly Income from Tenant(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-13 |
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