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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-07-28
NJ RA APPROVED 2020-02-12
TX RA APPROVED 2018-09-24
CT RA APPROVED 2018-09-20
  • TN RA
    APPROVED
    Since 2026-07-28
  • NJ RA
    APPROVED
    Since 2020-02-12
  • TX RA
    APPROVED
    Since 2018-09-24
  • CT RA
    APPROVED
    Since 2018-09-20

Branch Locations

201 Franklin Rd, Brentwood, TN 37027 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 09/2018 Present
Ubs Financial Services Inc Newport Beach CA 03/2016 09/2018
Previous Registrations
Other Businesses

I*7039For profit or not for profit: Name of outside business organization: Jannel BuckleyInvestment related: Address of business:Aliso Viejo, California 92656Nature of business: ,Position, title, association: , Start date of relationship: 10/1/2018Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0Duties:I*2023266, Entity Type, Entity Governmental, Name of OBA: Town of Wake Forest Planning Board, Address: Wake Forest, NC, 27587, Investment Related: No, Position, Title, Association: Committee (Planning Board), Employee Start Date: 12/10/2024, No Hours: 3hrs/Mo, No Hours during trading: 0, Duties: The purpose of the Planning Board is to perform studies and surveys of the present conditions and probable future development of the town and its environs, including but not limited to, studies and surveys of land use, population, traffic, parking, annexation, expansion of extraterritorial jurisdiction, etc. The Planning Board must also formulate recommendations to the Board of Commissioners on petitions related to zoning amendments, special use permits and major site/subdivision master plans. I*3061270 Entity Type: For Profit Name of OBA:N.W.W. LLC Address:Wake Forest North Carolina Investment Related:No Position, Title, Association:General Partner/Managing Member Start Date:10/20/2025 No Hours: 0 Monthly No Hours during trading:0 Monthly Duties:Rental Property Income Collect Rental Monthly Income from Tenant(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-13
  • S66 Uniform Combined State Law Examination
    2007-08-13
Other Names
  • Jannel E Buckley

View on SEC IAPD

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