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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-02-22 |
Branch Locations
1414 Raleigh Road Suite 120, Chapel Hill, NC 27517 • United States
3800 Glenwood Avenue Suite 400, Raleigh, NC 27612 • United States
Chapel Hill, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Chapel Hill | NC | 05/2011 | 02/2018 |
| Rbc Capital Markets, Llc. | Raleigh | NC | 02/2018 | Present |
| City National Bank | Raleigh | NC | 08/2018 | Present |
Name of Business: University of North Carolina Business Description: I would simply be joining the Economics advisory board. I am an Alum and was an Economics Major. Business is investment-related: no Address:200 East Cameron Avenue, Chapel Hill, NC 27514 Capacity: Otherboard member, not director Start Date: 10/10/19 Duties:an at large board member Hours devoted per month: 0 Hours devoted during securities hours per month: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-06 |
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