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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-05-06 |
| FL | RA | APPROVED | 2005-08-11 |
| IL | RA | APPROVED | 2005-08-10 |
| NC | RA | APPROVED | 2004-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cary | NC | 10/2003 | Present |
| Bank Of America, N.A. | Cary | NC | 05/2011 | Present |
FOR PROFIT OR NOT FOR PROFIT: NOT FOR PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: CAROLINA HURRICANES - KIDS AND COMMUNITY INVESTMENT RELATED: N ADDRESS OF BUSINESS: RALEIGH, NORTH CAROLINA, 27607 NATURE OF BUSINESS: NHL ALUMNI GAME TO BE PUT ON FOR CHARITY (KIDS 'N COMMUNITY FOUNDATION POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 4/7/2013 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-30 |
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