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11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-03-03 |
Branch Locations
13766 Center Street #210, Carmel Valley, CA 93924 • United States
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Salinas | CA | 02/1994 | Present |
| Whjr Associates | Campbell | CA | 08/2001 | Present |
1. NWF ADVISORY GROUP, INVESTMENT RELATED, 13766 CENTER STREET, STE 210, CARMEL VALLEY, CA 93924 INVESTMENT ADVISOR REP, START 04/2017, 160 HOURS PER MONTH, 85 HOURS DURING SECURITIES TRADING HOURS, INVESTMENT ADVISORY ACTIVITIES RELATED TO CLIENT INVESTMENTS. 2. LANNIE C. WRIGHT, NON INVESTMENT RELATED, 21187 CACHAGUA RD, CARMEL VALLEY, CA 93924, AUTHOR, STARTED 7/8/2010, 40 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS, FOR THE LAST SEVERAL YEARS, I HAVE BEEN WRITING DURING EVENING HOURS ON NOVELS THAT I SOMEDAY WISH TO HAVE PUBLISHED. THESE NOVELS ARE NON-SECURITIES RELATED, MYSTERY/SUSPENSE GENRE. I NOW HAVE AN AGENT WHO WILL PRESENT THESE NOVELS TO PUBLISHERS FOR THAT PURPOSE. IN THE MEANTIME, I WILL CONTINUE TO WRITE EVENING AS ALWAYS. MARKET HOURS WILL NOT BE UTILIZED FOR THIS PURPOSE 3. TOASTMASTERS INTERNATIONAL POSITION: VP of Public Relations NATURE: They are a 501c3 organization INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2022 ADDRESS: 13766 Center Street, Suite 210, Carmel Valley CA 93924, United States DESCRIPTION: I will be responsible for initiating and maintaining the social media presence and helping to build membership for the organization. 4. ARTISANCAP DBA POSITION: Financial Professional NATURE: Artisancap is a DBA under/powered by NWF Advisory Group, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/06/2025 ADDRESS: 13766 Center St, STE 210, Carmel Valley CA 93924, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisancap.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-28 |
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