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Current Employers
Nwf Advisory Services Inc

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-03
  • CA RA
    APPROVED
    Since 2017-03-03

Branch Locations

13766 Center Street #210, Carmel Valley, CA 93924 • United States

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Salinas CA 02/1994 Present
Whjr Associates Campbell CA 08/2001 Present
  • 02/1994 → Present
    Osaic Wealth, Inc.
    Salinas, CA
  • 08/2001 → Present
    Whjr Associates
    Campbell, CA
Previous Registrations
  • 2000-08-29 → 2017-04-18
    Whjr Associates
    Salinas, CA
Other Businesses

1. NWF ADVISORY GROUP, INVESTMENT RELATED, 13766 CENTER STREET, STE 210, CARMEL VALLEY, CA 93924 INVESTMENT ADVISOR REP, START 04/2017, 160 HOURS PER MONTH, 85 HOURS DURING SECURITIES TRADING HOURS, INVESTMENT ADVISORY ACTIVITIES RELATED TO CLIENT INVESTMENTS. 2. LANNIE C. WRIGHT, NON INVESTMENT RELATED, 21187 CACHAGUA RD, CARMEL VALLEY, CA 93924, AUTHOR, STARTED 7/8/2010, 40 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS, FOR THE LAST SEVERAL YEARS, I HAVE BEEN WRITING DURING EVENING HOURS ON NOVELS THAT I SOMEDAY WISH TO HAVE PUBLISHED. THESE NOVELS ARE NON-SECURITIES RELATED, MYSTERY/SUSPENSE GENRE. I NOW HAVE AN AGENT WHO WILL PRESENT THESE NOVELS TO PUBLISHERS FOR THAT PURPOSE. IN THE MEANTIME, I WILL CONTINUE TO WRITE EVENING AS ALWAYS. MARKET HOURS WILL NOT BE UTILIZED FOR THIS PURPOSE 3. TOASTMASTERS INTERNATIONAL POSITION: VP of Public Relations NATURE: They are a 501c3 organization INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2022 ADDRESS: 13766 Center Street, Suite 210, Carmel Valley CA 93924, United States DESCRIPTION: I will be responsible for initiating and maintaining the social media presence and helping to build membership for the organization. 4. ARTISANCAP DBA POSITION: Financial Professional NATURE: Artisancap is a DBA under/powered by NWF Advisory Group, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/06/2025 ADDRESS: 13766 Center St, STE 210, Carmel Valley CA 93924, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisancap.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-05-11
S63 Uniform Securities Agent State Law Examination 1983-11-28
  • S65 Uniform Investment Adviser Law Examination
    1993-05-11
  • S63 Uniform Securities Agent State Law Examination
    1983-11-28
Other Names
  • Lannie C Wright

View on SEC IAPD

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