Best Investors Account Sign in

Kevin Darin Kott

Hilltop Securities Inc.

Monterey, CA

Dallas, TX

Claim This Profile
Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-08-14
MD RA APPROVED 2025-03-18
AR RA APPROVED 2024-11-21
IL RA APPROVED 2023-12-08
CT RA APPROVED 2023-12-01
KY RA APPROVED 2023-11-17
ID RA APPROVED 2023-06-23
FL RA APPROVED 2023-06-22
VT RA APPROVED 2023-06-22
NY RA APPROVED 2021-02-23
GA RA APPROVED 2019-11-25
AZ RA APPROVED 2019-11-19
TX RA APPROVED_RES 2017-08-29
NV RA APPROVED 2014-10-13
SC RA APPROVED 2014-10-01
MT RA APPROVED 2014-09-12
NC RA APPROVED 2014-09-12
HI RA APPROVED 2014-09-11
PA RA APPROVED 2012-07-30
WA RA APPROVED 2012-02-09
CO RA APPROVED 2011-01-04
OR RA APPROVED 2009-12-22
CA RA APPROVED 2008-11-10
  • NJ RA
    APPROVED
    Since 2025-08-14
  • MD RA
    APPROVED
    Since 2025-03-18
  • AR RA
    APPROVED
    Since 2024-11-21
  • IL RA
    APPROVED
    Since 2023-12-08
  • CT RA
    APPROVED
    Since 2023-12-01
  • KY RA
    APPROVED
    Since 2023-11-17
  • ID RA
    APPROVED
    Since 2023-06-23
  • FL RA
    APPROVED
    Since 2023-06-22
  • VT RA
    APPROVED
    Since 2023-06-22
  • NY RA
    APPROVED
    Since 2021-02-23
  • GA RA
    APPROVED
    Since 2019-11-25
  • AZ RA
    APPROVED
    Since 2019-11-19
  • TX RA
    APPROVED_RES
    Since 2017-08-29
  • NV RA
    APPROVED
    Since 2014-10-13
  • SC RA
    APPROVED
    Since 2014-10-01
  • MT RA
    APPROVED
    Since 2014-09-12
  • NC RA
    APPROVED
    Since 2014-09-12
  • HI RA
    APPROVED
    Since 2014-09-11
  • PA RA
    APPROVED
    Since 2012-07-30
  • WA RA
    APPROVED
    Since 2012-02-09
  • CO RA
    APPROVED
    Since 2011-01-04
  • OR RA
    APPROVED
    Since 2009-12-22
  • CA RA
    APPROVED
    Since 2008-11-10

Branch Locations

24560 Silver Cloud Ct. Suite 201, Monterey, CA 93940-6555 • United States

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Inc Monterey CA 12/1986 Present
Previous Registrations
  • 2004-01-27 → 2008-12-22
    M.L. Stern & Co., Llc.
    Carmel, CA
    Carmel, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-17
S63 Uniform Securities Agent State Law Examination 1987-02-26
  • S65 Uniform Investment Adviser Law Examination
    2011-05-17
  • S63 Uniform Securities Agent State Law Examination
    1987-02-26

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
FIRST COMMAND ADVISORY SERVICES
MODERN WEALTH MANAGEMENT, LLC
DEL MONTE CAPITAL, INC.
MORGAN STANLEY
STRATEGIC ADVISERS LLC

Other Investors

CHRISTINA LEIGH JENKINS
MARIAN MARTIN DEERING
SCOTT F FOSMARK
LAURENCE CHRISTIAN SORENSEN WALKER
Tammy R Jones
Vlada Trostyanskaya
Ashley Nicole Denemark
JASON MICHAEL GORDO

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Monterey, CA
EDWARD JONES · Monterey, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Monterey, CA
FIRST COMMAND ADVISORY SERVICES · Monterey, CA
MODERN WEALTH MANAGEMENT, LLC · MONTEREY, CA
DEL MONTE CAPITAL, INC. · MONTEREY, CA
MORGAN STANLEY · Monterey, CA
STRATEGIC ADVISERS LLC · MONTEREY, CA

More in Monterey, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor