Best Investors
Account
Sign in
Best Investors
Account
Sign in
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-24 |
| CA | RA | APPROVED | 2020-10-26 |
Branch Locations
1062 Cass Street Suite 200, Monterey, CA 93940 • United States
Carmel, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Carmel | CA | 11/2008 | 10/2020 |
| Commonwealth Financial Network | San Diego | CA | 10/2020 | Present |
| Monterey Custom Wealth Management | Carmel | CA | 10/2020 | Present |
Fixed insurance sales; as of 10/26/2020; 2% time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, Monterey Custom Wealth Management, LLC a Private Entity established to facilitate Securities, advisory, and insurance Business; as of 10/26/2020; 2% time spent during business hours; Conducted at branch; Investment related. 3. Owner, Fosmark Financial LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 10/26/2020; 95% of time spent during business hours; Conducted at branch location; Investment related. 4. Co-owner of rental properties held in family trust, located in Cold Springs, San Luis Obispo, Carmel-By-The-Sea, CA; as of 06/16/2020; 0% time spent during business hours; Not conducted at branch location; Investment related. 5. Co-owner, Fosmark Fisheries, LLC, a fishing company; Located at Carmel, CA; as of 10/26/2020; 5% of time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-10 |
Reach out to this advisor