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Nicandro Albert

Stifel, Nicolaus & Company, Incorporated

Monterey, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-22
TX RA APPROVED 2024-04-22
  • CA RA
    APPROVED
    Since 2024-04-22
  • TX RA
    APPROVED
    Since 2024-04-22

Branch Locations

24591 Silver Cloud Ct. Suite 250, Monterey, CA 93940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
N/A Monterey CA 08/2016 01/2017
Matthew Albert Tile Monterey CA 08/2016 01/2019
Aj Houston Financial Services Monterey CA 02/2019 06/2021
Matthew Albert Tile Monterey CA 06/2021 05/2023
Stifel Monterey CA 05/2023 Present
  • 08/2016 → 01/2017
    N/A
    Monterey, CA
  • 08/2016 → 01/2019
    Matthew Albert Tile
    Monterey, CA
  • 02/2019 → 06/2021
    Aj Houston Financial Services
    Monterey, CA
  • 06/2021 → 05/2023
    Matthew Albert Tile
    Monterey, CA
  • 05/2023 → Present
    Stifel
    Monterey, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-17
S63 Uniform Securities Agent State Law Examination 2022-10-14
  • S65 Uniform Investment Adviser Law Examination
    2023-02-17
  • S63 Uniform Securities Agent State Law Examination
    2022-10-14
Other Names
  • Nick Albert

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · Monterey, CA
EDWARD JONES · Monterey, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Monterey, CA
FIRST COMMAND ADVISORY SERVICES · Monterey, CA
MODERN WEALTH MANAGEMENT, LLC · MONTEREY, CA
DEL MONTE CAPITAL, INC. · MONTEREY, CA
MORGAN STANLEY · Monterey, CA
STRATEGIC ADVISERS LLC · MONTEREY, CA

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