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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-30 |
| IL | RA | APPROVED | 2023-12-08 |
| CT | RA | APPROVED | 2023-12-01 |
| KY | RA | APPROVED | 2023-11-28 |
| NC | RA | APPROVED | 2023-08-28 |
| ID | RA | APPROVED | 2023-06-23 |
| MO | RA | APPROVED | 2023-06-22 |
| NY | RA | APPROVED | 2023-06-22 |
| OK | RA | APPROVED | 2023-06-22 |
| WA | RA | APPROVED | 2023-06-21 |
| UT | RA | APPROVED | 2023-03-27 |
| GA | RA | APPROVED | 2021-07-26 |
| OR | RA | APPROVED | 2021-06-16 |
| MT | RA | APPROVED | 2020-04-02 |
| HI | RA | APPROVED | 2019-07-12 |
| AZ | RA | APPROVED | 2019-01-03 |
| FL | RA | APPROVED | 2019-01-03 |
| NV | RA | APPROVED | 2018-10-31 |
| WI | RA | APPROVED | 2018-10-30 |
| CO | RA | APPROVED | 2018-10-25 |
| CA | RA | APPROVED | 2018-10-24 |
Branch Locations
24560 Silver Cloud Ct. Suite 201, Monterey, CA 93940-6555 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2013 | 09/2017 |
| Hilltop Securities Independent Network Inc. | Dallas | TX | 09/2017 | 10/2018 |
| Hilltop Securities Inc | Dallas | TX | 10/2018 | Present |
R62 Enterprises; Non-investment related; Salinas, CA; Lifestyle apparel and gear company; Owner; Started 01/01/2018; 1 hr/mo; zero hrs/mo during business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-13 |
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