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Gary Charles Goldman

LPl Enterprise, LLC

New York, NY

Clifside Park, NJ

CRD 1101904

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States

Clifside Park, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America New York NY 03/1977 Present
Pruco Securities, Llc. New York NY 03/1977 11/2024
Lpl Enterprise, Llc White Plains NY 11/2024 Present
Previous Registrations
Other Businesses

1) 03/12/2025-Gary Goldman-Property and Casualty-Inv Related-At New York, NY-Start date 11/17/2024-1hrs/mth-1hrs/mth during trading

View on SEC IAPD

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