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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-10-23 |
Branch Locations
1 Cowboys Way, Frisco, TX 75034 • United States
One Bryant Park, New York, NY 10036 • United States
Plano, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Addison | TX | 10/2009 | Present |
I*81923 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JOSEPH J NITTOLO INVESTMENT RELATED: N ADDRESS OF BUSINESS: PLANO, TEXAS 75075 NATURE OF BUSINESS: OTHER,INDEPENDENT CONTRACTOR POSITION, TITLE, ASSOCIATION: OTHER, INDIVIDUAL CONTRACTOR START DATE OF RELATIONSHIP: 6/12/2015 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM AN INDEPENDENT CONTRACTOR FOR UBER. DRIVING MY OWN CAR FOR INCOME I*1480258 For profit or not for profit: Entity For Profit Name of outside business organization: Lyft Investment related: N Address of business: San Francisco, California, 94107, United States Nature of business: ["Corporation"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 9/15/2023 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Contract driver for Lyft app based rideshare.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1990-02-02 |
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