Gary Arnold Tickel

Current Employers

Employment History

• 06/2011 → Present
  Cathay Management & Research
  San Marino, CA
• 06/2013 → Present
  Inplay Global Advisors
  San Marino, CA
• 12/2014 → Present
  Fmn Capital Corporation
  Mission Viejo, CA
• 01/2016 → 06/2017
  Sharespost Financial Corporation
  San Francisco, CA
• 12/2016 → 08/2018
  Fortrend Securities Inc
  Melbourne
• 12/2014 → 06/2024
  Financial Management Network Inc
  Mission Viejo, CA
• 06/2017 → 11/2017
  Fintech Clearing, Llc
  Irvine, CA
• 06/2017 → 06/2023
  Moomoo Financial Inc
  Palo Alto, CA
• 10/2017 → 11/2017
  Boustead Securities, Llc
  Irvine, CA
• 05/2019 → 09/2020
  Futu Clearing Inc
  Palo Alto, CA
• 06/2020 → 06/2023
  Futu Futures Inc
  Palo Alto, CA
• 07/2020 → 06/2023
  Futu Wealth Advisors Inc
  Palo Alto, CA

Previous Registrations

• 2014-12-10 → 2024-06-17
  Financial Management Network Inc
  Mission Viejo, CA
• 2022-10-04 → 2023-07-25
  Futu Wealth Advisors, Inc.
  Palo Alto, CA
• 2010-05-12 → 2011-06-14
  Mcl Financial Group, Inc.
  Santa Ana, CA
  Santa Ana, CA
  Santa Ana, CA
  Palm Desert, CA
  El Cajon, CA
  Castro Valley, CA
  Tustin, CA
• 2003-08-14 → 2004-11-30
  Times Securities, Inc.
  El Monte, CA

Other Businesses

FMN CAPITAL CORPORATION, INVESTMENT RELATED, MISSION VIEJO CA 92691, FINOP 12/2014- PRESENT, APPROX 18 HRS/MONTH, NOT DURING TRADING HOURS, FINANCIAL AND OPERATIONS COMPLIANCE. INPLAY GLOBAL ADVISORS, INVESTMENT RELATED, ONTARIO CA 91761, SENIOR PORTFOLIO MANAGER, 06/2013- PRESENT, APPROX 8 HRS/MONTH, NOT DURING TRADING HOURS, MAINTAINS CALIFORNIA ONLY ADVISOR. DATA COLLIDER TECHNOLOGY LLC, NOT INVESTMENT RELATED, SHERIDAN WY 82801, DATA CENTER COLOCATION STARTUP, FOUNDER, 07/2024- PRESENT, APPROX 96 HRS/ MONTH, NOT DURING TRADING HOURS, PRE-LAUNCH DUTIES, RULE 506(b) FIRST SALE YET TO OCCUR (01/2025). CATHAY MANAGEMENT & RESEARCH, NOT INVESTMENT-RELATED, SAN MARINO CA 91108 & MANASSAS PARK VA 20111, COMPLIANCE & ACCOUNTING, FOUNDER, 09/1997 TO 12/2003, 01/2004 TO 12/2006, 06/2011 TO 12/2018, 01/2019- PRESENT, APPROX 16 HRS/MONTH, NOT DURING TRADING HOURS, INCLUDES LIASON TO J & K LIMITED PARTNERSHIP STWD, ALEXANDRIA, VA 22302, ACCOUNTING & REG AGENT FOR EDENBERRY LLC, ONTARIO CA 9176. REGCOMMAND, NOT INVESTMENT-RELATED, SAN MARINO CA 91108, COMPLIANCE & ACCOUNTING, COFOUNDER, 05/2013-PRESENT, APPROX 4 HRS/MONTH, NOT DURING TRADING HOURS, AUDIT SUPPORT. SHENANDOAH RANGERS BENEFIT CORP, NOT INVESTMENT RELATED, BECKLEY WV 25801, HELPING LOCAL AREA, COFOUNDER, 07/2019 TO PRESENT, APPROX 2 HRS/MONTH, NOT DURING TRADING HOURS, ORGANIZER VOLUNTEER. RANCHERO RANGERS BENEFIT CORP, NOT INVESTMENT RELATED, ALBUQUERQUE NM 87107, HELPING LOCAL AREA, COFOUNDER, 03/2021 TO PRESENT, APPROX 2 HRS/MONTH, NOT DURING TRADING HOURS, ORGANIZER VOLUNTEER. CASCADE RANGERS BENEFIT CORP, NOT INVESTMENT RELATED, SALEM OR 97301, HELPING LOCA AREA, COFOUNDER, 12/2021 TO PRESENT, APPROX 2 HRS/MOTH, NOT DURING TRADING OURS, ORGANIZER VOLUNTEER.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-05-03
• S63 Uniform Securities Agent State Law Examination
  1983-04-05