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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-04-22 |
| WA | RA | APPROVED | 2009-04-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Olympia | WA | 04/2009 | Present |
| Washington State Employee Credit Union | Olympia | WA | 04/2009 | Present |
| Wsecu Investment Management | Olympia | WA | 04/2009 | Present |
(1) 04/20/2009 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name WSECU INVESTMENT MANAGEMENT - Investment Related (2) 03/04/2011 - WSECU INSURANCE SERVICES - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - OLYMPIA, WA (3) 12/03/2024 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name WSECU Investment Services - Investment Related - At Reported Business Location(s) - Start Date 11/29/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1983-03-25 |
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