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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-06-28 |
| TX | RA | APPROVED | 2021-07-01 |
Branch Locations
711 Louisiana Street 15Th Floor, Houston, TX 77002 • United States
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Houston | TX | 09/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2016 | 06/2021 |
| Oppenheimer & Co, Inc | Houston | TX | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-08-13 |
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