William Stauffer

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Santa Ana, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Santa Ana, CA
• 1997-07-08 → 2007-04-02
  Morgan Stanley Dw Inc.
  Santa Ana, CA
  Santa Ana, CA

Other Businesses

1) Boys and Girls Club of Central Orange Coast Foundation, Non Investment related; Santa Ana, CA; Charity/Private Foundation; Treasurer; Jun/1995; During business hours: 1; After business hours: 1 2) BOYS & GIRLS CLUB OF SANTA ANA PRESIDENT OF THE BOARD 3) SAINT JOSEPH BALLET COMPANY INVESTMENT & FINANCE COMMITTEE MEMBER (N) 4) MOUNT CHESTNUT DEVELOPMENT, LLC GAS PRODUCTION PROGRAM-SECURES LEASES U 6) PRIVATE SECURITY INVESMENT (ATTO BIOSCIENCE UNKNOWN) 7. O L Halsell Foundation; Investment related; Costa Mesa, CA; Private non operating foundation; Trustee(proprietor, partner, officer, director, employee, trustee, agent); Jan/1992; During business hours: 0; After business hours: 3; signer for all the LLC's 8. LPSN LLC; Investment related Yes; Santa Ana, CA; Real Estate property- Mobile Home Park; Member of the LLC Board (proprietor, partner, officer, director, employee, trustee, agent); May 2016; During business hours: 0; After business hours: 1 9. OLHF Coffee LLC; Investment related Yes; Douglas, GA; Owns the Ground Lease for an Arby's Restaurant; Member of LLC (proprietor, partner, officer, director, employee, trustee, agent); Dec 2016; During business hours: 0; After business hours: 1 10. OLHF Ada 1 LLC; Investment related Yes; Boise,ID; Real Estate; Member of LLC (proprietor, partner, officer, director, employee, trustee, agent); Jan 2017; During business hours: 0; After business hours: 1. 11. OLHF Ada 2, LLC; Investment related Yes; Boise,ID; Real Estate Parking Lot; Member of LLC (proprietor, partner, officer, director, employee, trustee, agent); Jan 2017; During business hours: 0; After business hours: 1 12. OLHF Ada 3, LLC; Investment related Yes; Boise,ID; Real Estate Property; Member of LLC (proprietor, partner, officer, director, employee, trustee, agent); Jan 2017; During business hours: 0; After business hours: 1 13. OLHF Cobb LLC; Investment related Yes; Marietta, GA; Owns the Ground Lease for a Panda Express; Member of LLC (proprietor, partner, officer, director, employee, trustee, agent); Jul 2016; During business hours: 0; After business hours: 1 *426499 - The Bluff's Community Home Owners association; Investment related No; Irvine, CA; Board Member (proprietor, partner, officer, director, employee, trustee, agent); March 2021; During business hours: 0; After business hours: 3; Property Management. *490211 - Rental Property; Investment related Yes; San Luis Obispo, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2020; During business hours: 0; After business hours: 1; Property Management *491345 - Rental property; Investment related Yes; San Luis Obispo, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2020; During business hours: 0; After business hours: 1; Property Management

Exams

• S66 Uniform Combined State Law Examination
  2008-06-02
• S63 Uniform Securities Agent State Law Examination
  1983-03-29

Other Names

• William David Jr Stauffer
• William David Stauffer
• William Stauffer Jr
• William Stauffer Jr.