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Frank Picarelli

Wells Fargo Clearing Services, LLC

Seal Beach, CA

Seal Beach, CA

Long Beach, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-09
CA RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2015-01-09
  • CA RA
    APPROVED
    Since 2008-01-01

Branch Locations

3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States

3020 Old Ranch Pkwy Ste 190 [Oz-Rbo], Seal Beach, CA 90740 • United States

Long Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Long Beach CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Long Beach CA 11/2016 Present
Previous Registrations
  • 1997-07-08 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Long Beach, CA
    St. Louis, MO
    Long Beach, CA
Other Businesses

RENTAL PROPERTY, INVT RELATED, LONG BEACH, CO, 100% OWNERSHIP, START DATE 9/20/2019, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-10-30
  • S63 Uniform Securities Agent State Law Examination
    2004-10-30

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Seal Beach, CA
J.P. MORGAN SECURITIES LLC · SEAL BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SEAL BEACH, CA
UBS FINANCIAL SERVICES INC. · SEAL BEACH, CA
LPL FINANCIAL LLC · SEAL BEACH, CA
OSAIC WEALTH, INC. · SEAL BEACH, CA
AMIP MANAGEMENT · SEAL BEACH, CA
MY PORTFOLIO GUIDE, LLC · SEAL BEACH, CA

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