Erik Oliver Thompson

Employer firm

Peerless Wealth CRD 305807

$149M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 04/2019
  Wells Fargo Advisors Financial Network Llc
  Columbus, OH
• 10/2009 → 04/2019
  Ascend Advisory Group Llc
  Columbus, OH
• 11/2019 → Present
  Peerless Wealth, Llc
  Columbus, OH
• 09/2019 → 12/2021
  Pareto Systems
  Columbus, OH
• 12/2006 → Present
  Property Owner/Manager - Self Employed
  Powell, OH
• 03/2024 → Present
  Peerless Etfs, Llc
  Columbus, OH

Previous Registrations

• 2005-02-01 → 2019-04-03
  Wells Fargo Advisors Financial Network, Llc
  Dublin, OH
  Columbus, OH
  Columbus, OH
  Columbus, OH
  Maple Grove, MN

Other Businesses

OWNER-OFFICE BUILDING,17 E. KOSSUTH ST., COLUMBUS, OH, RENTAL INCOME, 2 HRS/MTH OUTSIDE OF SECURITIES BUSINESS HOURS, START DATE 12/2006. OWNER/LANDLORD, COMMERCIAL RENTAL PROPRTY @ 15 S. KOSSUTH, COLUMBUS, OH, 2 HRS/MTH NOT DOING BUSINESS HOURS, START DATE 12/01/2006. RENTAL PROPERTY; INVESTMENT RELATED; DUBLIN, OH; OWNER; START DATE 1/2014; 2 HRS PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY/CONDO, INVESTMENT RELATED,ORIENT BAY, ST. MARTIN, OWNER START: 9/22/14, 4 HOURS/MONTH, 0 DURING TRADING, FACILITATE RENTAL OF VACATION CONDO, LANDLORD. S&E THOMPSON ENTERPRISES, LLC, INVESTMENT RELATED, POWELL, OH. OWNER, START: 1/1/2014, 5 HOURS/MONTH, 0 DURING TRADING, LANDLORD. Peerless Property Group, LLC OWNER, START: 11/20/2019, 5 HOURS/MONTH, 0 DURING TRADING, LANDLORD. Owner of PREMIUM CAPTURE, LP, a hedge fund that was established 10/19/2021. 10 hours a month during trading hours. Owner Peerless ETF's, LLC, co-owner and co-manager, 01/30/2025, Columbus OH, 20 hours a month during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-01-24
• S63 Uniform Securities Agent State Law Examination
  1998-09-03