John Robert Whittington

Current Employers

Live Oak Wealth Advisory Group, Llc

3730 Kirby Drive Suite 1200, Houston, TX 77030 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2021-06-14
TX	RA	APPROVED	2021-06-11

LA RA
APPROVED

Since 2021-06-14
TX RA
APPROVED

Since 2021-06-11

Branch Locations

3730 Kirby Drive Suite 1200, Houston, TX 77030 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Victoria	TX	10/1993	Present
Bank Of America,Na	Houston	TX	12/2009	06/2021
Live Oak Wealth Advisory Group, Llc	Sugar Land	TX	06/2021	Present

10/1993 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Victoria, TX
12/2009 → 06/2021

Bank Of America,Na

Houston, TX
06/2021 → Present

Live Oak Wealth Advisory Group, Llc

Sugar Land, TX

Previous Registrations

1993-10-25 → 2021-06-14

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX

Houston, TX

Houston, TX

San Antonio, TX

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-04-15

S63 Uniform Securities Agent State Law Examination

1983-04-15

View on SEC IAPD

Current Employers

Live Oak Wealth Advisory Group, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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