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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2015-10-14 |
Branch Locations
220 Continental Dr, Ste 207, Newark, DE 19713 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc. | Wilmington | DE | 12/2003 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 10/2015 | Present |
1) 09/17/2010 - DBA for LPL Business (entity for LPL business) * Hickory Financial Group, LLC * inv rel. * at reported business location(s) 2) 05/10/2016 * Private Advisor Group LLC * Registered Investment Advisor Hybrid * (Hybrid) Private Advisor Group * inv. rel * at reported business location(s) * Provide financial advice through hybrid RIA. * start 10/09/2015 * 180 hrs/mo during secs. trdg. hrs. 3) 11/8/2016: Private Advisor Group - DBA: (Hybrid) Hickory Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/09/2015 - 160 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group an independent investment advisor firm. I started this business activity on 11/8/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 1983-05-05 |
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