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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-25 |
| TX | RA | APPROVED_RES | 2023-07-19 |
| NJ | RA | APPROVED | 2018-11-07 |
| CT | RA | APPROVED | 2018-11-05 |
Branch Locations
20 Bingham Avenue Suite 6B, Rumson, NJ 07760 • United States
2 Essex Square Suite 2F, Essex, CT 06426 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Life Insurance Company | Boston | MA | 12/1992 | 11/2018 |
| Osaic Wealth, Inc. | Essex | CT | 11/2018 | Present |
1. LEGACY MARKETING: AMERICAN NATIONAL & IL LIFE & ANNUITY BROKER. 2. INSURANCE BROKER: HEALTH AND GROUP , BENEFITS ,WALSH BENEFITS, 718 RIVER ROAD,FAIR HAVEN, NJ 07704 , HEALTH INSURANCE SALES, START OF RELATIONSHIP: MAY 1, 2010 , APPROXIMATE # OF HOURS PER MONTH: 1, APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 0 . 3.INSURANCE BROKER: LIFE, ANNUITIES, LTC, DI, VARIOUS CARRIERS, LIFE, ANNUITIES, LTC, DI SALES , START OF RELATIONSHIP: MAY 1, 2010, APPROXIMATE # OF HOURS PER MONTH: 1 . 4. INSURANCE BROKER: PROPERTY AND CASUALTY , VARIOUS CARRIERS , PROPERTY AND CASUALTY INSURANCE SALES, START OF RELATIONSHIP: MAY 1, 2010, APPROXIMATE # OF HOURS PER MONTH: 1. 5. ACORN FINANCIAL SERVICES POSITION: Certified Financial Planner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 03/01/1980 ADDRESS: 2 Essex Square, 2nd Floor, Essex CT 06426, United States DESCRIPTION: Financial Planning & Wealth Advisory 6. INSURANCE BROKERAGE POSITION: Insurance Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/01/1980 ADDRESS: 2 Essex Square, 2nd Floor, Essex CT 06426, United States DESCRIPTION: Insurance Sales and Service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-02 |
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