Best Investors
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Account
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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2025-01-07 |
| NC | RA | APPROVED | 2024-09-30 |
| MA | RA | APPROVED | 2024-07-03 |
| MI | RA | APPROVED | 2024-06-10 |
| IN | RA | APPROVED | 2024-02-16 |
| WI | RA | APPROVED | 2024-02-16 |
| SC | RA | APPROVED | 2023-05-26 |
| TX | RA | APPROVED_RES | 2023-05-23 |
| NY | RA | APPROVED | 2023-05-22 |
| FL | RA | APPROVED | 2020-01-23 |
| PA | RA | APPROVED | 2020-01-23 |
| CT | RA | APPROVED | 2018-11-02 |
| NJ | RA | APPROVED | 2018-11-02 |
Branch Locations
20 Bingham Avenue Suite 6B, Rumson, NJ 07760 • United States
290 West Mount Pleasant Ave Suite 2300, Livingston, NJ 07039 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 09/1994 | 11/2018 |
| John Hancock Life Insurance Company | Roseland | NJ | 04/2005 | 11/2018 |
| Osaic Wealth, Inc. | Livingston | NJ | 11/2018 | Present |
1. SUB LEASE OFFICE SPACE, RENTAL INCOME FOR SUB LET OFFICE SPACE AT 290 W MOUNT T PLEASANT AV, LIVINGSTON NJ , RENTAL INCOME FOR SUB LEASED OFFICE SPACE, SUBLET OFFICE SPACE , START OF RELATIONSHIP: JUN 2, 2010 2. ACORN FINANCIAL SERVICES POSITION: President NATURE: Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/1994 ADDRESS: 290 W Mount Pleasant Ave, Suite 2300, Livingston NJ 07039, United States DESCRIPTION: DBA for Financial Services business 3. ACORN FINANCIAL SERVICES POSITION: Agent NATURE: Insurance Brokerage business INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/01/1994 ADDRESS: 290 W Mount Pleasant Ave, Suite 2300, Livingston NJ 07039, United States DESCRIPTION: Insurance Broker - Life, Fixed annuities, LTC D/I, Health & Group Benefits 4. SETON HALL PREP SCHOOL POSITION: Board of Trustees NATURE: High School INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2017 ADDRESS: 120 Northfield Ave, West Orange NJ 07052, United States DESCRIPTION: Advise and assist with decisions at the school 5. ACORN FINANCIAL SERVICES POSITION: Landlord NATURE: Sub lease office space INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/29/2014 ADDRESS: 290 W Mount Pleasant Ave, Suite 2300, Livingston NJ 07039, United States DESCRIPTION: sub lease space in Livingston to Group Health insurance brokers 6. LAUREL OAKES, LLC POSITION: Sole Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 06/13/2005 ADDRESS: 290 West Mount Pleasant Ave, Suite 2300, Livingston NJ 07039, United States DESCRIPTION: This LLC is used to transfer my own personal Royal commission into an insurance brokerage commission. 7. INNER CITY SCHOLARSHIP PROGRAM POSITION: Trustee NATURE: Charity, raises money for scholarship for inner city kids to Catholic grammar through high school. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/02/2026 ADDRESS: 171 clifton ave, Newark NJ 07104, United States DESCRIPTION: trustee for non profit organization. guide the charity in raising funds through charitable donations and events to fund scholarships for the kids.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-24 |
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