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41 Madison Ave Floor 31, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-15 |
Branch Locations
45 West River Road Suite 202, Rumson, NJ 07760 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citi Private Bank | New York | NY | 07/2017 | 01/2019 |
| N/A | Woodbridge | CT | 01/2019 | 05/2024 |
| Cio Capital Group, Llc | New York | NY | 05/2025 | Present |
| Citic Private Alternatives, Llc | New York | NY | 03/2017 | 05/2024 |
| Citigroup Global Markets Inc | New York | NY | 11/2009 | 05/2024 |
| Cio Group, Llc | New York | NY | 05/2025 | Present |
| Self-Employed | Sullivans Island | XX | 06/2024 | 05/2025 |
| Citi Private Bank | New York | NY | 10/2017 | 05/2024 |
| Citi Private Bank | New York | NY | 11/2009 | 09/2017 |
2701 Palm LLC; Holds rental property; Investment-related; Isle of Palms, SC; Affiliation started 01/19/2018; Title/Duties: Owner; No time is devoted to the LLC during securities trading hours; 1 hour is devoted to the LLC each month outside of securities trading hours. ///// 3109 Marshall, LLC; Rental real estate; Investment-related; Sullivans Island, SC; Affiliation started 01/14/2103; Title: Member/Co-owner; Duties: None - managed by 3rd party property manager; No time is devoted to the LLC each month during securities trading hours; 2 hours are devoted to the LLC each month outside of securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-09-20 |
| S65 | Uniform Investment Adviser Law Examination | 2013-09-04 |
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