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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2018-11-02
  • IA RA
    APPROVED
    Since 2018-11-02

Branch Locations

1089 Jordan Creek Parkway Suite 190, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Insurance Agent Des Moines IA 03/1979 Present
Signator Investors, Inc. Rochester MN 05/2016 11/2018
Osaic Wealth, Inc. West Des Moines IA 11/2018 Present
  • 03/1979 → Present
    Independent Insurance Agent
    Des Moines, IA
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Rochester, MN
  • 11/2018 → Present
    West Des Moines, IA
Previous Registrations
Other Businesses

1) HEIDEMAN FINANCIAL SERVICES, INC.-FIXED INSURANCE POSITION: President NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 30 START DATE: 01/01/1979 ADDRESS: 1089 Jordan Creek Parkway, Suite 190, West Des Moines IA 50266, United States DESCRIPTION: DBA for sales and service of fixed insurance 2)FINACIAL DECISIONS GROUP-SECURITIES POSITION: Registered Rep NATURE: LLC Securities INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 24 START DATE: 07/01/2017 ADDRESS: 1089 Jordan Creek Parkway, Suite 190, West Des Moines IA 50266, United States DESCRIPTION: sales of securities /fee based accounts 3) HEIDEMAN FINCIAL SECURITIES, INC.-SECURITIES DBA POSITION: President NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2010 ADDRESS: 1089 Jordan Creek Parkway, Suite 190, West Des Moines IA 50266, United States DESCRIPTION: DBA for Securities 4) HEIDEMANS, INCORPORATED POSITION: President and 50% Shareholder NATURE: S Corporation (farm) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/24/2022 ADDRESS: 4219 SW 27th Street, Des Moines IA 50321, United States DESCRIPTION: Over- see general management of farm

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-12-21
  • S63 Uniform Securities Agent State Law Examination
    1988-12-21
Other Names
  • Steve Heideman

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