Steven John Heideman

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1979 → Present
  Independent Insurance Agent
  Des Moines, IA
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Rochester, MN
• 11/2018 → Present
  Osaic Wealth, Inc.
  West Des Moines, IA

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Des Moines, IA
  West Des Moines, IA
  Rochester, MN
• 1999-12-27 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Des Moines, IA

Other Businesses

1) HEIDEMAN FINANCIAL SERVICES, INC.-FIXED INSURANCE POSITION: President NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 30 START DATE: 01/01/1979 ADDRESS: 1089 Jordan Creek Parkway, Suite 190, West Des Moines IA 50266, United States DESCRIPTION: DBA for sales and service of fixed insurance 2)FINACIAL DECISIONS GROUP-SECURITIES POSITION: Registered Rep NATURE: LLC Securities INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 24 START DATE: 07/01/2017 ADDRESS: 1089 Jordan Creek Parkway, Suite 190, West Des Moines IA 50266, United States DESCRIPTION: sales of securities /fee based accounts 3) HEIDEMAN FINCIAL SECURITIES, INC.-SECURITIES DBA POSITION: President NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2010 ADDRESS: 1089 Jordan Creek Parkway, Suite 190, West Des Moines IA 50266, United States DESCRIPTION: DBA for Securities 4) HEIDEMANS, INCORPORATED POSITION: President and 50% Shareholder NATURE: S Corporation (farm) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/24/2022 ADDRESS: 4219 SW 27th Street, Des Moines IA 50321, United States DESCRIPTION: Over- see general management of farm

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-12-21

Other Names

• Steve Heideman