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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-26 |
| WA | RA | APPROVED | 2018-08-10 |
Branch Locations
201 West North River Drive Suite 200, Spokane, WA 99201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | El Segundo | CA | 01/2013 | 08/2018 |
| Stifel Nicolaus & Co Inc | Spokane | WA | 08/2018 | Present |
1. R & L Stone Family LLC; 43286 N Porcupine Bay Rd Davenport, WA 99122; Farming; Partner; No duties or responsibilities; 07/18/2025; 0hrs/day; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-03 |
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