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Steven Edward Connell

Diamond Head Financial Advisors LLC

Honolulu, HI

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Current Employers
Diamond Head Financial Advisors Llc

Honolulu, HI • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-08-23
CA RA APPROVED 2019-05-31
HI RA APPROVED 2019-05-10
  • MD RA
    APPROVED
    Since 2019-08-23
  • CA RA
    APPROVED
    Since 2019-05-31
  • HI RA
    APPROVED
    Since 2019-05-10

Branch Locations

1100 Alakea St Suite 1910, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diamond Head Financial Advisors Llc Honolulu HI 01/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-13
  • S65 Uniform Investment Adviser Law Examination
    2009-11-13

View on SEC IAPD

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JENNIFER LEE KUANONI
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Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

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