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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
NJ RA APPROVED 2004-07-29
  • NY RA
    APPROVED
    Since 2021-04-19
  • NJ RA
    APPROVED
    Since 2004-07-29

Branch Locations

2649 South Rd, Poughkeepsie, NY 12601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Poughkeepsie NY 07/2004 Present
Bank Of America, N.A. Poughkeepsie NY 09/2009 Present
Other Businesses

I*100676 For profit or not for profit: For-Profit Organization Name of outside business organization: Owner of Commercial Real Estate Property Investment related: N Address of business: Johnson City,, New York 12533 Nature of business: Family Business, Position, title, association: Owner, Start date of relationship: 1/1/1990 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Owner of a commerical building with 2 storefronts occupied by a restaurant and a tax advisor service and 4 residential rentals. My responsibilities are to maintain the property which I have hired a property manager to act on my behalf. 50% OWNERSHIP-WESTSIDE APARTMENTS, HOPEWELL JUNCTION, NY 12533.WORKS 3 HOURS PER MONTH AND 0 DURING SECURITIES TRADING HOURS. 2)TYNEWAY FAMILY TRUST, HOPEWELL JUNCTION, NEW YORK 12533 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 2, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 01/16/13, POSITION - TRUSTEE; FARM AND LAND IN FAMILY TRUST I*121751 For profit or not for profit: For-Profit Organization Name of outside business organization: FDT Realty Investment related: N Address of business: Hopewell Junction, New York 12533 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 3/19/2019 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: LLC was established to organize ownership of residential properties inherited from my mother's trust of which I was the trustee. There are 2 properties that are to be titled in the name of the LLC of which I am partners with my sister and brother. I*10089 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: Binghamton, New York 13905 Nature of business: , Position, title, association: , Start date of relationship: 1/7/2020 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-13
S63 Uniform Securities Agent State Law Examination 2002-01-02
  • S66 Uniform Combined State Law Examination
    2004-05-13
  • S63 Uniform Securities Agent State Law Examination
    2002-01-02
Other Names
  • Susan L Abbott
  • Susan L Tyneway
  • Susan Lynn Abbott
  • Susan Lynn Murphy

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