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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2012-11-30 |
Branch Locations
21 Main Street Suite 204, Bangor, ME 04401 • United States
Swan'S Island, ME • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Bedford | NH | 02/2011 | Present |
| Mml Investors Services | Bedford | NH | 03/2011 | Present |
(1) NAME: GARY W. FARLEY, INV REL: Y , ADD: 21 MAIN ST, STE. 204, BANGOR, ME. 04401, NATURE: INDIVIDUAL LIFE, GROUP HEALTH, FIXED ANNUITIES. POSITION: SALES. START DATE: 01/01/2000 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 2
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-12 |
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