William Louis Hyman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 03/2021
  Citi Personal Wealth Management
  New York, NY
• 03/2021 → Present
  Lpl Financial, Llc
  Purchase, NY

Previous Registrations

• 2021-03-02 → 2021-03-05
  Citigroup Global Markets Inc.
  Greenwich, CT
  New York, NY
  New York, NY
  New York, NY
  Long Island City, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  Long Island City, NY
  Long Island City, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  Uniondale, NY

Other Businesses

1)03/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - KM CAPITAL - INVESTMENT RELATED - PURCHASE, NY 10577

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-02-27
• S63 Uniform Securities Agent State Law Examination
  1994-06-03