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William Louis Hyman

LPl Financial LLC

Purchase, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-04
  • NY RA
    APPROVED
    Since 2021-03-04

Branch Locations

3010 Westchester Ave Ste 200, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citi Personal Wealth Management New York NY 05/2011 03/2021
Lpl Financial, Llc Purchase NY 03/2021 Present
  • 05/2011 → 03/2021
    Citi Personal Wealth Management
    New York, NY
  • 03/2021 → Present
    Lpl Financial, Llc
    Purchase, NY
Previous Registrations
  • 2021-03-02 → 2021-03-05
    Citigroup Global Markets Inc.
    Greenwich, CT
    New York, NY
    New York, NY
    New York, NY
    Long Island City, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Long Island City, NY
    Long Island City, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Uniondale, NY
Other Businesses

1)03/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - KM CAPITAL - INVESTMENT RELATED - PURCHASE, NY 10577

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-27
S63 Uniform Securities Agent State Law Examination 1994-06-03
  • S65 Uniform Investment Adviser Law Examination
    2021-02-27
  • S63 Uniform Securities Agent State Law Examination
    1994-06-03

View on SEC IAPD

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GREYWOLF CAPITAL MANAGEMENT LP
OLSTEIN CAPITAL MANAGEMENT, L.P.

Other Investors

JOSHUA BERNARD SANDBULTE
ERIC ALAN BICKLER
RYAN VINCENT HETZER
SIOBHAN BRADY
Anthony Joseph DiPerri
Michael Patrick Zazuri
DYLAN William WYNNE
ROB ANTONY SABEL

Other Offices

GREENHAVEN ASSOCIATES INC · PURCHASE, NY
UBS FINANCIAL SERVICES INC. · Purchase, NY
NOW ASSET MANAGEMENT LLC · PURCHASE, NY
OTR GLOBAL LLC · PURCHASE, NY
JANNEY MONTGOMERY SCOTT LLC · PURCHASE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PURCHASE, NY
GREYWOLF CAPITAL MANAGEMENT LP · PURCHASE, NY
OLSTEIN CAPITAL MANAGEMENT, L.P. · PURCHASE, NY

More in Purchase, NY

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