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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-06-28 |
| VA | RA | APPROVED | 2023-04-11 |
Branch Locations
11815 Fountain Way Suite 300 [Satellite], Newport New, VA 23606 • United States
3201 Enterprise Pkwy Suite 400 [Satellite], Beachwood, OH 44122 • United States
33 River Street [Satellite], Chargin Falls, OH 44022 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Newport News | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Newport News | VA | 11/2016 | 03/2023 |
| Wells Fargo Advisors Financial Network, Llc | Beachwood | OH | 03/2023 | Present |
BOOK: "HOW TO SURF: THE COMPLETE GUIDE"; NOT INVESTMENT RELATED; NEWPORT NEWS, VA; AUTHOR; START 12/1/2013; 1 HR PER MO/0 DURING TRADING; DUTIES: SUBMIT BOOK TO PUBLISHERS SUCH AS AMAZON AND BARNES & NOBLE.| WEBCE & BEACON HILL FINANCIAL EDUCATION; NON INV RELATED; NEWPORT NEWS, VA; RESIDUAL ROYALTIES; CFP CE COURSES; START: 3/2007; 0 HR/MO; 0 DURING TRADING.;| JOHN MASER, LLC, INV RELATED, NEWPORT NEWS, VA, 100% OWNERSHIP, START 11/1/2022, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.| JOHN H. MASER MUSICIAN, NOT INV RELATED, NEWPORT NEWS, VA, 100% OWNERSHIP, START 6/15/2023, 6 HOURS PER MONTH, ZERO HOURS DURING TRADING, CREATING AND POSTING MUSICAL ARRANGMENTS FOR SALE.| MASER DE LLC, INV RELATED, NEWPORT NEWS, VA, 90% OWNERSHIP, 12/15/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.| PRINCETON HARRIMAN INSURANCE SOLUTIONS, INV RELATED, SARASOTA, FL, FINANCIAL ADVISOR, START 12/1/24, 8 HRS PER MONHT, 8 HRS DURING TRADING, INSURANCE PRACTICE;| SANDMAN STUDIOS YOUTUBE CHANNEL; NOT INV RELATED; NEWPORT NEWS, VA; NATURE SOUNDS RECORDING;100% OWNERSHIP; START DATE: 11/14/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING; | WALES FARM, LLC; INV RELATED; GLEN ALLEN, VA; USED TO MANAGE FARM LAND; 33% OWNERSHIP; START DATE 04/16/2026; 1 HOUR PER MONTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1983-03-29 |
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