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Graham Allen Nuttycombe

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport News, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-06-05
GA RA APPROVED 2009-10-23
VA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-06-05
  • GA RA
    APPROVED
    Since 2009-10-23
  • VA RA
    APPROVED
    Since 2009-10-23

Branch Locations

11820 Fountain Way, Newport News, VA 23606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Norfolk VA 10/2009 Present
Bank Of America,N.A. Newport News VA 06/2011 Present
Previous Registrations
  • 1998-01-07 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Newport News, VA
    Norfolk, VA
    Richmond, VA
    Norfolk, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-23
S63 Uniform Securities Agent State Law Examination 1989-07-14
  • S65 Uniform Investment Adviser Law Examination
    1995-10-23
  • S63 Uniform Securities Agent State Law Examination
    1989-07-14

View on SEC IAPD

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